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Securities Rule 151a

Why Kaplan

Who is Kaplan Financial Education?

Kaplan Financial Education is a leading global provider of financial education solutions to professionals around the world, helping candidates leverage their careers by preparing them for Securities and Insurance Licensing exams, Continuing Education requirements, and the CPA, CFA®, FRM®, CAIA®, CFP®, ChFC®, CLU®, CASL®, and CPCU® exams. Kaplan Financial Education is part of Kaplan, Inc., a leading international education services provider and a subsidiary of The Washington Post Company.

Why Choose Kaplan Financial Education?

  • Extensive Knowledge: Our high quality materials are considered the industry gold standard.
  • Expert Instructors: Our educators possess a unique understanding of the curriculum and the most effective strategies for teaching it.
  • Flexibility: Our self-study and instructional methods can be customized to fit your particular learning style and schedule.
  • Structure: Kaplan Financial Education products are designed to provide a logical and well-planned approach to the study process.
  • Advanced Technology: Our innovative technology provides convenient access to live instruction, efficient online study tools, and the opportunity to interact with an instructor or content expert.

What Kaplan Solution is best for you?
All Kaplan Financial Education, materials are built on our proven Learn • Practice • Retain™ method. This three-step system for success helps students LEARN the curriculum, PRACTICE new skills, and RETAIN key concepts so they are fully prepared for success on exam day. Our Study Solutions provide you with the right tools, directions, and plans to help you succeed on your Securities Licensing exam!

Kaplan Tools

License Exam Manual

  • Comprehensive textbook covering all aspects of the respective Series exam
  • Short, focused paragraphs with numerous graphics
  • Exercises to help you learn faster and retain critical information

SecuritiesPro™ QBank (online, downloadable, or CD-ROM format)

  • Creates personalized exams based on difficulty, length, and topic
  • Feedback to clarify topics
  • Simulated final exams
  • Ability to view exam history
  • Insert personal notes and bookmarks

MP3 Audio Review

  • Reinforces the most testable materials outlined in the License Exam Manual
  • Questions and solutions
  • Downloadable anywhere, anytime

Mastery Exam

  • Closely simulates a true exam experience
  • Exceptional indicator of actual exam score
  • Detailed breakdown of performance by topic

Practice Exam

  • Online collection of practice questions
  • Reflects latest regulations and testable concepts

InstructorLink™
InstructorLink™ is Kaplan Financial Education's newest addition to our top-of-the-line study materials. This new product offers an array of study tools that will enhance exam preparedness and confidence.

  • Kaplan Financial Education Video Library: This innovative series of streaming videos provides an in depth discussion of important exam topics.
  • Exam-tips Blog: Stay focused on your preparation with the latest exam trends, tips, and strategies.
  • Instructor-led Office Hours: A virtual open door to an expert instructor who can help you through the difficult areas.
  • Searchable FAQs: A large database of past questions asked of our instructors, including the ability to sort by topic.
  • Instructor Email Access: Submit questions directly to the traditional class instructor, allowing for individualized attention outside of regularly scheduled instructor office hours.
  • Study Calendar: A daily calendar to guide you through your studies.

Kaplan Study Solutions

Premium Instruction Study Solution

  • Traditional Class (Live or Virtual)
  • SecuritiesPro™ QBank
  • License Exam Manual
  • Class Notes
  • Mastery Exam
  • Practice Exam
  • MP3 Audio Review
  • Full Access to InstructorLink™

Essential Self-Study Solution

  • SecuritiesPro™ QBank
  • License Exam Manual
  • Practice Exam
  • MP3 Audio Review
  • Partial Access to InstructorLink™

Basic Plus Self-Study Solution

  • Video Course
  • SecuritiesPro™ QBank
  • License Exam Manual
  • Class Notes
  • Practice Exam
  • Partial Access to InstructorLink™

Basic Self-Study Solution

  • SecuritiesPro™ QBank
  • License Exam Manual
  • Practice Exam
  • Partial Access to InstructorLink™

Structured Study Program (SSP) - Available for Series 6, 7, 63, 65 and 66

Finally, an Answer for Training Directors:

SECURITIES TRAINING SOLUTIONS THAT WORK!

Monitor the progress and performance of your employees whenever you want! Employees falling behind are automatically identified with an "At Risk" alert. Our Structured Study Program (SSP) puts you in control and drives employee accountability.

This simple and effective learning management program combines our Premium Instruction Solution with a comprehensive suite of online tools for tracking and reporting. Maximize the return on your training investment with SSP!

OnDemand Reporting

OnDemand Reporting

This innovative approach to Securities Training allows you to efficiently monitor the progress and performance of your employees. Available for Series 6, 7, 63, 65, and 66, SSP is a cost-effective, results-driven solution intended to get your reps licensed as quickly as possible.

Interactive Online Study Calendar

Interactive Online Study Calendar

Students create their individualized study calendar with our dynamic online program. This results-driven process blends the core components of our Premium Instruction Solution with a study plan consistent with the firm's requirements to ensure exam readiness.

Our Structured Study Program combined with the new Premium Instruction Solution puts your employees in the best position to pass their Securities Licensing Exam!

For more information, please visit www.kfeducation.com

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